Starting a SEBI registered advisory is a great way to build a professional career in financial consulting while ensuring compliance with Indian regulations. To become a SEBI Registered Investment Advisor (RIA), individuals must follow a structured SEBI registration process.

First, check the eligibility criteria — you should have a relevant graduate degree in finance, economics, or business, along with a minimum of five years’ experience in financial services. Next, clear the NISM-Series-XA and XB Investment Adviser Certification Exams, which test your knowledge of financial products, ethics, and client management.

You’ll also need to meet the net worth requirement — ₹5 lakhs for individuals and ₹50 lakhs for firms or companies. Prepare essential documents such as your educational certificates, NISM qualification, net worth certificate, KYC documents, and a detailed business plan.

Once ready, submit your application through SEBI’s online intermediary portal and pay the registration fees (₹5,000 for individuals and ₹25,000 for non-individuals). After successful verification, SEBI issues your registration certificate, allowing you to operate as a certified SEBI Registered Investment Advisor.

This recognition not only enhances your credibility but also opens doors to offering trusted, compliant, and ethical investment advisory services across India.